Mariana Isabel Ruiz-posada

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-18

TX RA
APPROVED

Since 2021-10-18

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Houston	TX	09/2004	Present
Mml Investors Services, Llc	Houston	TX	05/2008	Present

09/2004 → Present

Massmutual Life Insurance Co

Houston, TX
05/2008 → Present

Mml Investors Services, Llc

Houston, TX

Other Businesses

NAME: MARIANA I RUIZ-POSADA INV REL: Y ADD: 3040 POST OAK BOULEVART, STE 2000, HOUSTON TX 77056 NATURE: INSURANCE POSITION: AGENT/SALES START DATE: 6/15/2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: IND LIFE, HEALTH, GROUP HEALTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-08
S63	Uniform Securities Agent State Law Examination	1998-12-28

S65 Uniform Investment Adviser Law Examination

2021-10-08
S63 Uniform Securities Agent State Law Examination

1998-12-28

Other Names

Mariana I Ruiz
Mariana Isabel Ruiz

View on SEC IAPD