David Gregory Cardenas

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 04/2017
  Unemployed
  Rockford, IL
• 10/2014 → 12/2016
  Midwest Cash And Loan
  Carbondale, IL
• 04/2017 → 01/2018
  Northwestern Mutual
  Rockford, IL
• 10/2025 → Present
  Sequent Planning, Llc
  Rockford, IL
• 03/2022 → Present
  D.C. Insurance Agency, Inc.
  Rockford, IL
• 09/2017 → 02/2022
  Self Employed
  Rockford, IL

Other Businesses

D.C. Insurance Agency, Inc.; non-investment-related; 4121 Newburg Rd., Rockford IL 61108; Insurance Agency; President/Insurance Broker; 09/2017; 100 hours/month; 100 hours/month during trading hours; meeting with clients for their insurance needs in Medicare/Life/Annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-30
• S63 Uniform Securities Agent State Law Examination
  2017-08-04

Other Names

• David Gregory Cardenas