David Gregory Cardenas

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-11-04

IL RA
APPROVED

Since 2025-11-04

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

4121 Newburg Rd, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Rockford	IL	01/2017	04/2017
Midwest Cash And Loan	Carbondale	IL	10/2014	12/2016
Northwestern Mutual	Rockford	IL	04/2017	01/2018
Sequent Planning, Llc	Rockford	IL	10/2025	Present
D.C. Insurance Agency, Inc.	Rockford	IL	03/2022	Present
Self Employed	Rockford	IL	09/2017	02/2022

01/2017 → 04/2017

Unemployed

Rockford, IL
10/2014 → 12/2016

Midwest Cash And Loan

Carbondale, IL
04/2017 → 01/2018

Northwestern Mutual

Rockford, IL
10/2025 → Present

Sequent Planning, Llc

Rockford, IL
03/2022 → Present

D.C. Insurance Agency, Inc.

Rockford, IL
09/2017 → 02/2022

Self Employed

Rockford, IL

Other Businesses

D.C. Insurance Agency, Inc.; non-investment-related; 4121 Newburg Rd., Rockford IL 61108; Insurance Agency; President/Insurance Broker; 09/2017; 100 hours/month; 100 hours/month during trading hours; meeting with clients for their insurance needs in Medicare/Life/Annuities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-30
S63	Uniform Securities Agent State Law Examination	2017-08-04

S65 Uniform Investment Adviser Law Examination

2025-09-30
S63 Uniform Securities Agent State Law Examination

2017-08-04

Other Names

David Gregory Cardenas

View on SEC IAPD