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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-01 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2017 | 02/2018 |
| Transamerica | Cedar Rapids | IA | 10/2014 | 02/2017 |
| Northwestern Mutual Investment Services Llc | Cedar Rapids | IA | 10/2020 | 03/2025 |
| West Side Transport | Cedar Rapids | IA | 02/2018 | 04/2020 |
| Northwestern Mutual Investment Services Llc | Cedar Rapids | IA | 02/2017 | 02/2018 |
| Kalvin Grabau Keele | Cedar Rapids | IA | 05/2020 | 03/2025 |
| Northwestern Mutual Insurance Company | Milwaukee | WI | 02/2017 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Cedar Rapids | IA | 07/2021 | 03/2025 |
| Nations Financial Group, Inc. | Cedar Rapids | IA | 03/2025 | Present |
1. WALTER FRONT PROPERTIES LLC; IS INVESTMENT RELATED; 1417 39TH ST. SE, CEDAR RAPIDS, IOWA, 52403; RENTAL PROPERTY; POSITION IS 50% OWNER; START DATE: 10/28/2021; APPROX. 2 HOURS PER MONTH; APPROX. 0 HOURS PER MONTH DURING SECURITY TRADING HOURS; DUTIES INCLUDE ADDRESSING ANY ISSUES WITH PROPERTY FOR TENANT. 2. CHAIR, PARKS, WATERWAYS AND RECREATION COMMISSION FOR CITY OF CEDAR RAPIDS; 500 15TH AVE SW, CEDAR RAPIDS, , IOWA, 52404; NON-PROFIT; START DATE: 9/19/2023, POSITION IS CHAIR OF COMMISSION; HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DUTIES INCLUDE RUN THE MEETINGS, ENSURE SUBCOMMITTEES ARE MEETING AND RUNNING EFFECTIVELY. 3. WALTER YOU LOOKING FOR; HOME ADDRESS: 102 TOMAHAWK TRL SE, CEDAR RAPIDS, IOWA, 52403; NOT INVESTMENT RELATED; NATURE OF BUSINESS IS TO RESELL ITEMS; START DATE: 08/12/2024, POSITION IS OWNER; HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES INCLUDE RESELL ITEMS ONLINE SUCH AS ANTIQUES, HOME DECOR, ETC. FOR A PROFIT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-29 |
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