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Michael Yi Zhu

Morgan Stanley

Gilbert, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-26
AZ RA APPROVED 2019-07-19
  • TX RA
    APPROVED
    Since 2019-07-26
  • AZ RA
    APPROVED
    Since 2019-07-19

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2017 08/2018
Unemployed Tigard OR 06/2016 12/2016
Unemployed Tigard OR 08/2018 03/2019
Morgan Stanley Gilbert AZ 03/2019 Present
  • 01/2017 → 08/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2016 → 12/2016
    Unemployed
    Tigard, OR
  • 08/2018 → 03/2019
    Unemployed
    Tigard, OR
  • 03/2019 → Present
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2019-07-18
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • Michael Zhu
  • Michael Yi Zhu

View on SEC IAPD

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