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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Texas | Denton | TX | 01/2012 | 12/2019 |
| Amazon | Coppell | TX | 11/2016 | 12/2016 |
| Fidelity Investments | Westlake | TX | 07/2018 | 02/2021 |
| Schwab Private Client Investment Advisory, Inc. | Westlake | TX | 09/2021 | Present |
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2021 | Present |
| Unemployed | Southlake | TX | 03/2021 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-24 |
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