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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-30
TX RA APPROVED_RES 2021-05-13
PA RA APPROVED 2018-05-31
  • DC RA
    APPROVED
    Since 2026-04-30
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • PA RA
    APPROVED
    Since 2018-05-31

Branch Locations

Elizabethtown, PA • United States

4660 E. Trindle Road, Camp Hill, PA 17011 • United States

20 Linden Rd, Hershey, PA 17033 • United States

35 E High Street, Carlisle, PA 17013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe's Harrisburg PA 12/2013 09/2017
Thrivent Investment Management Inc Camp Hill PA 07/2017 Present
Thrivent Financial Appleton WI 09/2017 11/2017
Thrivent Financial Appleton WI 11/2017 Present
  • 12/2013 → 09/2017
    Lowe's
    Harrisburg, PA
  • 07/2017 → Present
    Camp Hill, PA
  • 09/2017 → 11/2017
    Thrivent Financial
    Appleton, WI
  • 11/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

CIGARS FOR GOOD POSITION: non paid volunteer NATURE: Two brothers who share the same love for cigars, decided to make a commitment to use their enthusiasm for cigars to help those who are in need. With the help of their friends, we make a difference holding events, outings, and creating partnerships with local retailers & major manufacturers to support organizations where those without a voice and who are in need find support and care. We will focus on funding projects helping educate, feed, and care for children and families in desperate areas of the world. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2007 ADDRESS: 1630 Potato Valley Road, Harrisburg PA 17112, United States DESCRIPTION: I have been a volunteer with this organization for ten years. I have helped to plan different events that raise money for smaller non-profits that focus on the feeding, eduction, and careof children. I have helped to plan and runauctions, golf outings, and winery events and have donated my time and food for the events. I do not receive any compensation for my time that I volunteer with thisorganization and the proceeds raised go to different smaller organizations.I have recently been asked to become a board member which means I would have more involvement in the decisions made for the organization. These decisions include what organizations will benefit from events held, the amount of money donated to each, and the purchase of items for events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-30
S63 Uniform Securities Agent State Law Examination 2017-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-05-30
  • S63 Uniform Securities Agent State Law Examination
    2017-09-01

View on SEC IAPD

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