Michael Sean Moran

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-04-10

PA RA
APPROVED

Since 2019-04-10

Branch Locations

101 East Main Street, Mount Joy, PA 17552 • United States

1275 South Market Street, Elizabethtown, PA 17022 • United States

100 West High St, Maytown, PA 17550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	08/2015	12/2016
Northwest Bank (Formerly Union Community Bank)	Lancaster	PA	08/2015	Present
Infinex Investments, Inc.	Meriden	CT	12/2016	04/2019
Lpl Financial Llc	Lancaster	PA	03/2019	Present

08/2015 → 12/2016

Cetera Advisor Networks Llc

El Segundo, CA
08/2015 → Present

Northwest Bank (Formerly Union Community Bank)

Lancaster, PA
12/2016 → 04/2019

Infinex Investments, Inc.

Meriden, CT
03/2019 → Present

Lpl Financial Llc

Lancaster, PA

Previous Registrations

2016-12-07 → 2019-04-15

Osaic Institutions, Inc.

Mount Joy, PA

Mount Joy, PA

Meriden, CT

Elizabethtown, PA

Mount Joy, PA
2015-10-07 → 2016-12-07

Cetera Wealth Services, Llc

Mount Joy, PA

Other Businesses

1. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 5/12/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-06

S66 Uniform Combined State Law Examination

2015-10-06

View on SEC IAPD