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Ronald William Guay

Falcon Wealth Planning, Inc.

San Jose, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-10
  • CA RA
    APPROVED
    Since 2025-11-10

Branch Locations

2570 N. 1St St Suite 200, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synchrony Financial San Jose CA 01/2006 06/2018
Ge Capital San Jose CA 12/2005 06/2018
Parsonex Advisory Services Sunnyvale CA 02/2017 08/2018
Garrett Investment Advisors Sunnyvale CA 08/2018 07/2021
Prosperity Capital Advisors San Jose CA 08/2021 02/2023
Falcon Wealth Planning, Inc. San Jose CA 03/2023 Present
Prosperity Capital Advisors, Llc San Jose CA 08/2021 03/2023
  • 01/2006 → 06/2018
    Synchrony Financial
    San Jose, CA
  • 12/2005 → 06/2018
    Ge Capital
    San Jose, CA
  • 02/2017 → 08/2018
    Parsonex Advisory Services
    Sunnyvale, CA
  • 08/2018 → 07/2021
    Garrett Investment Advisors
    Sunnyvale, CA
  • 08/2021 → 02/2023
    Prosperity Capital Advisors
    San Jose, CA
  • 03/2023 → Present
    Falcon Wealth Planning, Inc.
    San Jose, CA
  • 08/2021 → 03/2023
    Prosperity Capital Advisors, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-08
  • S65 Uniform Investment Adviser Law Examination
    2017-02-08
Designations
Other Names
  • Ronald Guay

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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