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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| KS | RA | APPROVED | 2025-02-17 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vestech Securities, Inc. | Saint Louis | MO | 04/2018 | 08/2018 |
| Vestech Asset Management | Saint Louis | MO | 04/2018 | 08/2018 |
| Mml Investors Services, Llc | Chesterfield | MO | 11/2018 | 05/2022 |
| Mass Mutual Life Insurance Co | Chesterfield | MO | 09/2018 | 05/2022 |
| Planet Sub | Clayton | MO | 11/2017 | 04/2018 |
| Valic Financial Advisors, Inc. | Saint Louis | MO | 01/2017 | 10/2017 |
| Planet Sub | Saint Louis | MO | 06/2006 | 02/2017 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2022 | 01/2025 |
| Thrivent Financial | Appleton | WI | 05/2022 | 01/2025 |
| Principal Securities, Inc. | Overland Park | KS | 01/2025 | Present |
| Principal Life Insurance Company | Overland Park | KS | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
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