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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Federal Bank | Fargo | ND | 11/2016 | Present |
| First International Bank & Trust | Fargo | ND | 01/2015 | 11/2016 |
| Invest Financial Corporation | Tampa | FL | 01/2017 | 02/2018 |
| Lpl Financial Llc | Fosston | MN | 02/2018 | Present |
1. 02/14/2018 - American Federal Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/6/2019 - American Federal Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 06/20/2018 - 130 Hours Per Month During Securities Trading. 3. 02/07/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/01/2019 - 20 Hours Per month/1 Hours During Securities Trading. 4. 11/27/2024 - American Federal Investments. - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/15/2024 - 4 Hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-24 |
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