Nina Cloe Castellanes

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-13
CA	RA	APPROVED	2018-02-05

TX RA
APPROVED_RES

Since 2021-10-13
CA RA
APPROVED

Since 2018-02-05

Branch Locations

401 E Valley Blvd, San Gabriel, CA 91776 • United States

601 W Route 66, Glendora, CA 91740 • United States

835 E Las Tunas Dr, San Gabriel, CA 91776 • United States

1023 N Grand Ave, Covina, CA 91724 • United States

4261 Inland Empire Blvd, Ontario, CA 91764 • United States

333 N Euclid Ave, Ontario, CA 91762 • United States

165 E Bonita Ave, San Dimas, CA 91773 • United States

17501 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Advisors, Llc	Glendora	CA	10/2016	Present
Northern Trust	Pasadena	CA	11/2007	10/2016

10/2016 → Present

U.S. Bancorp Advisors, Llc

Glendora, CA
11/2007 → 10/2016

Northern Trust

Pasadena, CA

Other Businesses

Senna Owners Association; Not Investment-related; Azusa, CA; Homeowners Association; 04/20/2021; Secretary; 01 hours/month; 0 hours/trading; I am part of the board and the group to make decisions on issues that arise in our community.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-02

S66 Uniform Combined State Law Examination

2018-02-02

Other Names

Nina Cloe Castellanes
Nina Cloe Bales
Nina Castellanes

View on SEC IAPD