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Frederick Condit

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-22
MD RA APPROVED 2026-01-22
TX RA APPROVED 2019-05-13
CT RA APPROVED 2018-11-01
  • CO RA
    APPROVED
    Since 2026-01-22
  • MD RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2019-05-13
  • CT RA
    APPROVED
    Since 2018-11-01

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boat Locker Bridgeport CT 06/2011 12/2016
New York Life Insurance Co. White Plains NY 01/2017 06/2018
Nylife Securities Llc White Plains NY 07/2017 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 07/2018 Present
Pequot Yacht Club Southport CT 06/2015 07/2018
Bank Of America, N.A. New Haven CT 08/2018 Present
  • 06/2011 → 12/2016
    Boat Locker
    Bridgeport, CT
  • 01/2017 → 06/2018
    New York Life Insurance Co.
    White Plains, NY
  • 07/2017 → 06/2018
    Nylife Securities Llc
    White Plains, NY
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Haven, CT
  • 06/2015 → 07/2018
    Pequot Yacht Club
    Southport, CT
  • 08/2018 → Present
    Bank Of America, N.A.
    New Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2018-10-31
Other Names
  • Frederick Becton Condit
  • Rick Condit

View on SEC IAPD

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Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT

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