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Saverio Nicholas Galati

J.P. Morgan Securities LLC

Tampa, FL

Wesley Chapel, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-21
FL RA APPROVED 2025-01-22
  • TX RA
    APPROVED
    Since 2025-08-21
  • FL RA
    APPROVED
    Since 2025-01-22

Branch Locations

19001 Bruce B Downs Blvd, Tampa, FL 33647 • United States

32106 Pioneering Pl, Wesley Chapel, FL 33545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinch A Penny Pools Tarpon Springs FL 04/2011 12/2016
James Erb & Associates (Northwestern Mutual) Tampa FL 01/2019 02/2021
Northwestern Mutual Investment Services, Llc Tampa FL 12/2018 02/2021
T. Rowe Price Investment Services, Inc Tampa FL 01/2017 12/2018
Jpmorgan Chase Bank, N.A. Tampa FL 03/2021 Present
J.P. Morgan Securities Llc Tampa FL 03/2021 Present
T. Rowe Price Tampa FL 01/2017 12/2018
  • 04/2011 → 12/2016
    Pinch A Penny Pools
    Tarpon Springs, FL
  • 01/2019 → 02/2021
    James Erb & Associates (Northwestern Mutual)
    Tampa, FL
  • 12/2018 → 02/2021
    Northwestern Mutual Investment Services, Llc
    Tampa, FL
  • 01/2017 → 12/2018
    T. Rowe Price Investment Services, Inc
    Tampa, FL
  • 03/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Tampa, FL
  • 03/2021 → Present
    J.P. Morgan Securities Llc
    Tampa, FL
  • 01/2017 → 12/2018
    T. Rowe Price
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-21
S63 Uniform Securities Agent State Law Examination 2017-05-15
  • S66 Uniform Combined State Law Examination
    2025-01-21
  • S63 Uniform Securities Agent State Law Examination
    2017-05-15
Other Names
  • Saverio Nicholas Galati
  • Saverio Nicholas Galati
  • Sevy Galati
  • Saverio N Galati

View on SEC IAPD

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