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John Pendleton Moore

Mtm Investment Management, LLC

Spartanburg, SC

CRD 6745393

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Employer firm

Mtm Investment Management, LLC CRD 297500

$678M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mtm Investment Management, Llc

812 East Main Street, Spartanburg, SC 29302 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-09
SC RA APPROVED 2018-09-27
  • TX RA
    APPROVED
    Since 2018-11-09
  • SC RA
    APPROVED
    Since 2018-09-27

Branch Locations

812 East Main Street, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcham Taylor & Co. Spartanburg SC 01/2017 09/2018
Moore Capital Inman SC 08/2008 12/2016
Spartanburg County Magistrate Spartanburg SC 04/2011 04/2017
Mtm Investment Management, Llc Spartanburg SC 09/2018 Present
Moore Capital Spartanburg SC 09/2018 Present
  • 01/2017 → 09/2018
    Mcham Taylor & Co.
    Spartanburg, SC
  • 08/2008 → 12/2016
    Moore Capital
    Inman, SC
  • 04/2011 → 04/2017
    Spartanburg County Magistrate
    Spartanburg, SC
  • 09/2018 → Present
    Spartanburg, SC
  • 09/2018 → Present
    Moore Capital
    Spartanburg, SC
Previous Registrations
  • 2017-01-27 → 2018-09-24
    Mcham Taylor & Co.
    Spartanburg, SC
Other Businesses

1) Seafoods.com; Non-Investment Related; 101 W. Worthington Ave, Charlotte, NC 28203; Minority Shareholder; Food Distribution Business; Start Date 03/2011; 0 hours per month; 0 hours during trading per month; I am a minority shareholder of a privately held company and have no active role. 2) Moore Capital, LLC; Non-Investment Related; 781 East Main Street, Spartanburg, SC 29302; CEO of Single Member LLC; 0 hours during trading per month; 5hrs during work hours per month; This is a single member LLC used as a holding company. (3) Taylor and Moore Holdings, LLC; Investment-Related; 2645 Country Club Road, Spartanburg, SC 29302; This entity provides certain administrative services to a private investment fund; Manager and Indirect Owner; January 10, 2023; 10 hours per month are dedicated to this business, including 5 hours during securities trading hours; Duties include management of the entity, which provides certain administrative services to a private investment fund.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22
Other Names
  • John P. Moore

View on SEC IAPD

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