Mickey Benton Kozak

Equitable Advisors, LLC

Fort Lauderdale, FL

CRD 6745229

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-10-30
TX	RA	APPROVED	2019-06-26

FL RA
APPROVED

Since 2020-10-30
TX RA
APPROVED

Since 2019-06-26

Branch Locations

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Greenknoll Ymca	Brookfield	CT	06/2012	08/2017
Ubs Financial Services	New York	NY	01/2017	09/2017
Law Business Media	Darien	CT	09/2017	10/2017
Fairfield University	Fairfield	CT	09/2014	05/2018
Axa Advisors, Llc.	New York	NY	05/2018	06/2020
Equitable Advisors, Llc	New York	NY	05/2018	Present

06/2012 → 08/2017

Greenknoll Ymca

Brookfield, CT
01/2017 → 09/2017

Ubs Financial Services

New York, NY
09/2017 → 10/2017

Law Business Media

Darien, CT
09/2014 → 05/2018

Fairfield University

Fairfield, CT
05/2018 → 06/2020

Axa Advisors, Llc.

New York, NY
05/2018 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-11

S66 Uniform Combined State Law Examination

2018-06-11

View on SEC IAPD

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