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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-22
  • TX RA
    APPROVED
    Since 2023-12-22

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Dallas TX 11/2023 Present
Jpmorgan Securities Llc Dallas TX 11/2023 Present
Bank Of America Dallas TX 07/2019 10/2023
Morgan Stanley Dallas TX 06/2018 08/2018
Northwestern Mutual Dayton OH 05/2017 08/2017
Miami University Oxford OH 08/2015 05/2019
Unemployed Oxford OH 06/2019 06/2019
  • 11/2023 → Present
    Jpmorgan Chase Bank, Na
    Dallas, TX
  • 11/2023 → Present
    Jpmorgan Securities Llc
    Dallas, TX
  • 07/2019 → 10/2023
    Bank Of America
    Dallas, TX
  • 06/2018 → 08/2018
    Morgan Stanley
    Dallas, TX
  • 05/2017 → 08/2017
    Northwestern Mutual
    Dayton, OH
  • 08/2015 → 05/2019
    Miami University
    Oxford, OH
  • 06/2019 → 06/2019
    Unemployed
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2023-12-22
Other Names
  • Kevin Ward
  • Kevin Charles Ward

View on SEC IAPD

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