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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-27 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris | Naperville | IL | 07/2018 | 10/2019 |
| Carroll University | Waukesha | WI | 09/2014 | 05/2018 |
| Carroll University | Waukesha | WI | 09/2015 | 05/2018 |
| Carroll University | Waukesha | WI | 09/2014 | 05/2018 |
| First Midwest Bank | Itasca | IL | 06/2017 | 08/2017 |
| Bmo Investment Services | Brookfield | WI | 10/2019 | 09/2021 |
| Lpl Financial Llc | Brookfield | WI | 03/2021 | 01/2023 |
| Nationwide Financial | Columbus | OH | 01/2023 | Present |
| Bmo Investment Services | Brookfield | WI | 09/2021 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-16 |
| S66 | Uniform Combined State Law Examination | 2019-11-26 |
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