Michael J Mittman

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Los Angeles, CA
• 06/2011 → 09/2022
  Bank Of America,N.A.
  Los Angeles, CA
• 09/2022 → Present
  Sanctuary Securities, Inc.
  Denver, CO
• 09/2022 → Present
  Sanctuary Advisors, Llc
  Denver, CO

Previous Registrations

• 2008-06-23 → 2022-09-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Newport Beach, CA
  Los Angeles, CA
  Denver, CO
  Denver, CO
• 2002-01-07 → 2008-07-02
  Citigroup Global Markets Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

1) Name: GEAR Position: Board Member Nature: Detroit based charity that provides equipment and resources for Detroit Public School sports programs to help defer the costs of running the programs and enabling the schools to field more teams and involve more students in organized sports. Investment Related: No Hours: 2Securities Trading Hours: 0Start Date: 01/26/2020 Address: 14446 Hix Rd, Livonia MI 48154, United States Description: Attend quarterly board meetings and provide advice to the organization. 2) AURIC PRIVATE WEALTH, LLC DBA AURIC CAPITAL PARTNERS, LLC POSITION: Managing Director - Advisory NATURE: Auric Private Wealth, LLC will be a DBA of Auric Capital Partners, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 7/1/2024 ADDRESS: 30 Enterprise, Suite 100, Aliso Viejo CA 92656, United States DESCRIPTION: Financial services for ultra high net worth families. No change from current duties.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-13
• S63 Uniform Securities Agent State Law Examination
  1999-12-14

Other Names

• Michael Jerome Mittman