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Juliette Anne Cooke

Cooke Wealth Management, LLC

Irvine, CA

CRD 6744974

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Employer firm

Cooke Wealth Management, LLC CRD 127309

$137M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Cooke Wealth Management, Llc

18881 Von Karman Ave. Suite 1420, Irvine, CA 92612 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-04
CA RA APPROVED 2017-01-18
  • TX RA
    APPROVED_RES
    Since 2020-03-04
  • CA RA
    APPROVED
    Since 2017-01-18

Branch Locations

18881 Von Karman Ave. Suite 1420, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooke Wealth Management Newport Beach CA 09/2014 12/2016
Cooke Wealth Management Newport Beach CA 01/2017 Present
  • 09/2014 → 12/2016
    Cooke Wealth Management
    Newport Beach, CA
  • 01/2017 → Present
    Cooke Wealth Management
    Newport Beach, CA
Designations
  • Certified Financial Planner

View on SEC IAPD

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