James Robert Bergman

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 12/2016
  Miami University
  Oxford, OH
• 01/2017 → 09/2018
  Guardian Life Insurance Company
  Cincinnati, OH
• 05/2017 → 09/2018
  Park Avenue Securities
  Cincinnati, OH
• 09/2018 → Present
  Fidelity Investments
  Covington, KY
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2024-07-18 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Atlanta, GA
  Decatur, GA
• 2020-07-24 → 2023-03-28
  Fidelity Personal And Workplace Advisors
  Covington, KY
• 2017-07-12 → 2018-10-16
  Park Avenue Securities Llc
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2024-07-03
• S63 Uniform Securities Agent State Law Examination
  2017-12-21

Other Names

• Bobby Bergman
• James Bergman
• James Robert Bergman