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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-24 |
Branch Locations
10700 Sikes Pl, Ste 340, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Charlotte | NC | 06/2019 | 06/2019 |
| Keith Richardson Consulting Llc | Charlotte | NC | 01/2017 | Present |
| Harris Teeter | Matthews | NC | 07/2016 | 11/2016 |
| Advantax Inv. Services Inc | Charlotte | NC | 01/2017 | 11/2019 |
| Lpl Financial Llc | Charlotte | NC | 11/2019 | Present |
1. 11/21/2019 - Keith Richardson Consulting LLC - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 11/21/2019 - Keith Richardson Consulting LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 3. 08/03/2021 - Keith Richardson Consulting, LLC - DBA: KRC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2017 - 70 Hours Per Month/3 Hours During Securities Trading 4. 07/26/2023 - Keith Richardson Consulting, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/12/2023 - 20 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-14 |
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