Dylan James Connolly

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 08/2021
  Td Ameritrade
  Omaha, NE
• 04/2015 → 12/2016
  Omaha World-Herald
  Omaha, NE
• 08/2021 → 10/2021
  Unemployed
  Lewisville, TX
• 10/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2017-08-11 → 2021-08-03
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Westlake, TX
• 2017-08-11 → 2018-10-02
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

Uber Eats; Not investment related; Address San Francisco, CA; nature of business - driver; Uber Eats Driver; Uber Eats Driver; Start date 12/01/2025; 16 hours a week; 0 hours devoted during securities trading hours; May end up working Uber Eats on the side, not sure on hours, but will be picking up online orders for food and delivering to customers.

Exams

• S66 Uniform Combined State Law Examination
  2017-08-10
• S63 Uniform Securities Agent State Law Examination
  2017-02-28