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Charles Joseph Walters

Wells Fargo Clearing Services, LLC

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-25
TX RA APPROVED 2025-06-25
  • IL RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 12/2017 06/2025
Village Of Orland Park Orland Park IL 05/2012 09/2016
Morgan Stanley Chicago IL 01/2017 12/2017
North Central College Naperville IL 09/2014 03/2018
Morgan Stanley Private Bank, N.A. New York NY 10/2018 06/2025
Wells Fargo Clearing Services, Llc Chicago IL 06/2025 Present
  • 12/2017 → 06/2025
    Morgan Stanley
    Chicago, IL
  • 05/2012 → 09/2016
    Village Of Orland Park
    Orland Park, IL
  • 01/2017 → 12/2017
    Morgan Stanley
    Chicago, IL
  • 09/2014 → 03/2018
    North Central College
    Naperville, IL
  • 10/2018 → 06/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
  • 2018-11-29 → 2025-07-10
    Morgan Stanley
    Orland Park, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
  • S66 Uniform Combined State Law Examination
    2018-11-29

View on SEC IAPD

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KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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