David Michael Compton

Current Employers

First Security Financial Wealth Manager, Inc.

3501 N. Causeway Blvd. Suite 101, Metairie, LA 70002 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2018-09-26
LA	RA	APPROVED	2017-04-05

MS RA
APPROVED

Since 2018-09-26
LA RA
APPROVED

Since 2017-04-05

Branch Locations

3501 N. Causeway Blvd. Suite 101, Metairie, LA 70002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
David Compton, Inc. Dba First Security Financial	Metairie	LA	06/1985	Present
First Security Financial Wealth Manager, Inc.	Metairie	LA	01/2017	Present

06/1985 → Present

David Compton, Inc. Dba First Security Financial

Metairie, LA
01/2017 → Present

First Security Financial Wealth Manager, Inc.

Metairie, LA

Other Businesses

David Compton, Inc. dba First Security Financial-3501 N. Causeway Blvd., Suite 101-Insurance Agent since 06/1985-insurance sales-investment related-120 hrs/mo

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-28

S65 Uniform Investment Adviser Law Examination

2016-10-28

View on SEC IAPD

Current Employers

First Security Financial Wealth Manager, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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