Mark C Sherman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 09/2025
  Avantax Investment Services, Inc.
  Noblesville, IN
• 01/2016 → Present
  Special Olympics Of Indiana
  Indianapolis, IN
• 01/2015 → 07/2019
  Catheter Research
  Indianapolis, IN
• 02/2012 → 12/2021
  Lhd Benefit Advisors
  Indianapolis, IN
• 02/2017 → Present
  Petry Wealth Management
  Noblesville, IN
• 04/2018 → 09/2025
  Avantax Advisory Services
  Noblesville, IN
• 09/2018 → 09/2025
  Avantax Insurance Services, Llc
  Noblesville, IN
• 02/2017 → Present
  Daryl J Petry P.C.
  Noblesville, IN
• 02/2017 → Present
  Daryl J Petry Inc.
  Noblesville, IN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Noblesville, IN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-04-20 → 2025-09-05
  Avantax Advisory Services
  Noblesville, IN

Other Businesses

1) Petry Wealth Management~'IR'~408 South 9th St.~Noblesville~IN~46060~Other~Employee~2/1/2017~10hrs~5hrs~advisory assistant and tax preparation 2) DARYL J PETRY P.C. POSITION: Advisor NATURE: Tax Planning, Advisory and Compliance Services INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2017 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Tax Planning, Tax Advisory, Tax Preparation, Tax Compliance, Business Advisory 3)DARYL J PETRY INC. POSITION: Advisor NATURE: Tax Planning, Advisory and Compliance Services INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2017 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Tax Planning Tax Advisory Tax Preparation Tax Compliance Business Advisory 4)Special Olympics of Indiana; Board Member; Board Position/Officer; NIR; 1; 01/01/2016; 6200 Technology Center Drive - Suite 105 Indianapolis IN 46278; Board MemberExecutive CommitteeFinance Committee

Exams

• S66 Uniform Combined State Law Examination
  2018-02-05