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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-21
MN RA APPROVED 2020-06-24
  • WI RA
    APPROVED
    Since 2023-11-21
  • MN RA
    APPROVED
    Since 2020-06-24

Branch Locations

Hopkins, MN • United States

500 2Nd St S Ste 101, La Crosse, WI 54601 • United States

5353 Wayzata Blvd Ste 408, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Arden Hills MN 01/2019 03/2020
Student At The University Of Wisconsin-Eau Claire Eau Claire WI 08/2014 12/2018
University Of Wisconsin-Eau Claire Parking And Tranportation Dep Eau Claire WI 09/2017 12/2018
Menards Eau Claire WI 05/2017 09/2017
Ameriprise Financial Services, Llc Lacrosse WI 03/2020 Present
  • 01/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Arden Hills, MN
  • 08/2014 → 12/2018
    Student At The University Of Wisconsin-Eau Claire
    Eau Claire, WI
  • 09/2017 → 12/2018
    University Of Wisconsin-Eau Claire Parking And Tranportation Dep
    Eau Claire, WI
  • 05/2017 → 09/2017
    Menards
    Eau Claire, WI
  • 03/2020 → Present
    Lacrosse, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-13
  • S66 Uniform Combined State Law Examination
    2020-06-13
Other Names
  • Nick Lee Mlsna
  • Nick Mlsna

View on SEC IAPD

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