Leah Pauline Smith

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-01
OH	RA	APPROVED	2018-05-22

TX RA
APPROVED

Since 2020-04-01
OH RA
APPROVED

Since 2018-05-22

Branch Locations

545 Metro Place South Suite 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert Half Legal	Columbus	OH	09/2015	10/2016
Morgan Stanley	Columbus	OH	01/2017	Present
Unemployed	Columbus	OH	10/2016	01/2017

09/2015 → 10/2016

Robert Half Legal

Columbus, OH
01/2017 → Present

Morgan Stanley

Columbus, OH
10/2016 → 01/2017

Unemployed

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-22

S66 Uniform Combined State Law Examination

2018-05-22

Other Names

Leah Pauline Heller

View on SEC IAPD

Other Firms

KEELER & NADLER FAMILY WEALTH

PFS INVESTMENTS INC.

DELTA CAPITAL MANAGEMENT, INC.

CETERA INVESTMENT ADVISERS LLC

BROOKSTONE WEALTH ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

GOLDEN RESERVE RETIREMENT, LLC

MML INVESTORS SERVICES, LLC

Other Investors

WILLIAM KEITH ROOT

Jacob Palmer Martin

Michael Klubnik

JESSICA ANNE Hultberg

Timothy Joseph Burkett

ANDREW PAUL KEELER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH

PFS INVESTMENTS INC. · DUBLIN, OH

PFS INVESTMENTS INC. · DUBLIN, OH

DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH

CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH

BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH

VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

More in Dublin, OH

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