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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-24 |
| CA | RA | APPROVED | 2017-04-10 |
Branch Locations
2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States
1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Roseville | CA | 01/2017 | 04/2017 |
| Unemployed | Cameron Park | CA | 08/2016 | 01/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | Present |
| Morgan Stanley Smith Barney Llc | Folsom | CA | 04/2017 | Present |
| Morgan Stanley Smith Barney Llc | Roseville | CA | 11/2019 | Present |
*493427 - Trust; Investment related - Yes; Placerville, California; 04/2022; During business hours: 0; After business hours: 0 *494117 - Trust; Investment related Yes; Placerville, California; 04/2022; During business hours: 0+; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
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