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Joseph Michael Hamo

Wells Fargo Clearing Services, LLC

Flint, MI

Grand Blanc, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-26
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED
    Since 2013-09-26
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

5406 Gateway Ctr Ste D, Flint, MI 48507 • United States

Grand Blanc, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Flint MI 05/2010 11/2016
Wells Fargo Clearing Services, Llc Flint MI 11/2016 Present
Other Businesses

TRUSTEE FOR FATHER'S TRUST; INV. RELATED; GRAND BLANC, MI; START 4/12/2013; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-15
S63 Uniform Securities Agent State Law Examination 2000-11-16
  • S65 Uniform Investment Adviser Law Examination
    2000-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-16

View on SEC IAPD

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LPL FINANCIAL LLC · FLINT, MI
CETERA INVESTMENT ADVISERS LLC · FLINT, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FLINT, MI
SPC · Flint, MI
EAGLE STRATEGIES LLC · FLINT, MI
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