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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-17
  • TX RA
    APPROVED
    Since 2021-02-17

Branch Locations

3010 Lbj Freeway Ste 1200, Dallas, TX 75234 • United States

Cedar Hill, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Plano TX 01/2017 09/2020
A Plus Janitorial & Cleaning Services, Inc Ellenton FL 06/2015 11/2016
A Plus Pest & Termite Control, Inc Ellenton FL 01/2012 04/2017
Various Insurance Carriers For W & R Insurance Agencies Cedar Hill TX 06/2017 09/2020
Grand Prairie Historical Organization Grand Prairie TX 01/2018 01/2019
Independent Contractor Cedar Hill TX 11/2019 09/2020
Lpl Financial, Llc Dallas TX 09/2020 Present
  • 01/2017 → 09/2020
    Waddell & Reed, Inc
    Plano, TX
  • 06/2015 → 11/2016
    A Plus Janitorial & Cleaning Services, Inc
    Ellenton, FL
  • 01/2012 → 04/2017
    A Plus Pest & Termite Control, Inc
    Ellenton, FL
  • 06/2017 → 09/2020
    Various Insurance Carriers For W & R Insurance Agencies
    Cedar Hill, TX
  • 01/2018 → 01/2019
    Grand Prairie Historical Organization
    Grand Prairie, TX
  • 11/2019 → 09/2020
    Independent Contractor
    Cedar Hill, TX
  • 09/2020 → Present
    Dallas, TX
Previous Registrations
  • 2017-04-10 → 2020-09-10
    Waddell & Reed
    Colleyville, TX
    Dallas, TX
    Colleyville, TX
    Edmond, OK
    Dallas, TX
    Fort Worth, TX
    Arlington, TX
    Plano, TX
    The Woodlands, TX
Other Businesses

1.04/15/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Maverick Financial Management; Investment Related; at Reported Business Location(s); Start Date 04/14/2021; 160hrs/mth; 160hrs during trading 2.04/26/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Maverick Financial; Investment Related; at Reported Business Location(s); Start Date 04/16/2021; 160hrs/mth; 160hrs during trading 3.09/08/2021; Agero Roadside Assistance program; Outside/W-2 Employment; Not Investment Related; Cedar Hill,TX; Start Date 06/24/2021; 15hrs/mth; 0hrs during trading 4.12/16/2021; Harry Grant; Tax Prep/Accounting/CPA; Investment Related; Cedar Hill,TX; Start Date 12/10/2021; 5hrs/mth; 0hrs during trading 5.06/02/2022; American Club Association Affiliate; Non-Profit Board Member; Not Investment Related; ; Start Date 03/24/2022; 5hrs/mth; 4hrs during trading 6.10/13/2022; Modern Life and Borden Hamman; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/30/2022; 5hrs/mth; 5hrs during trading 7.01/13/2026; Harry Grant FA; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/31/2025; 160hrs/mth; 160hrs during trading 8.02/03/2026; Harry Grant; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/30/2026; 5hrs/mth; 5hrs during trading 9.05/27/2026; Fortworx; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/20/2026; 5hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10

View on SEC IAPD

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