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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-11-07 |
Branch Locations
2 Great Falls Plz Ste 6B-4, Auburn, ME 04210 • United States
Turner, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mechanics Savings Bank | Auburn | ME | 08/2000 | 01/2017 |
| Northeast Retirement Solutions | Auburn | ME | 01/2017 | 11/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2017 | 11/2019 |
| Ameriprise Financial Services Inc | Auburn | ME | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | ME | 03/2020 | Present |
Outside Employment; RPWM, LLC; Client Relations Manager - Client service; ; 262 South River Rd Suite 201, , Bedford, NH, 3110; Investment-Related; 12/29/2021; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Notary Public; Formally witness transactions involving paper documents.; 2 Great Falls Plaza Suite 6B-4, , Auburn, ME, 04210; Not Investment-Related; 11/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-04 |
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