Julian Joseph Louis Gessa

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-07-07

NJ RA
APPROVED

Since 2021-07-07

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

338 N Main St, Lanoka Harbor, NJ 08734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Cliffside Park	NJ	04/2013	Present
Wells Fargo Clearing Services, Llc	Cliffside Park	NJ	01/2017	Present

04/2013 → Present

Wells Fargo Bank, Na

Cliffside Park, NJ
01/2017 → Present

Wells Fargo Clearing Services, Llc

Cliffside Park, NJ

Other Businesses

DOGGIE TREATS GROOMING LLC; NOT INV. RELATED; BRICK, NJ; CO-OWNER; PET GROOMING SERVICES; START DATE 8/2018; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HELPING WIFE ON WEEKENDS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-06
S63	Uniform Securities Agent State Law Examination	2017-03-10

S66 Uniform Combined State Law Examination

2021-07-06
S63 Uniform Securities Agent State Law Examination

2017-03-10

Other Names

Julian Gessa

View on SEC IAPD