Julian Joseph Louis Gessa

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-07-07

NJ RA
APPROVED

Since 2021-07-07

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

338 N Main St, Lanoka Harbor, NJ 08734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Cliffside Park	NJ	04/2013	Present
Wells Fargo Clearing Services, Llc	Cliffside Park	NJ	01/2017	Present

04/2013 → Present

Wells Fargo Bank, Na

Cliffside Park, NJ
01/2017 → Present

Wells Fargo Clearing Services, Llc

Cliffside Park, NJ

Other Businesses

DOGGIE TREATS GROOMING LLC; NOT INV. RELATED; BRICK, NJ; CO-OWNER; PET GROOMING SERVICES; START DATE 8/2018; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HELPING WIFE ON WEEKENDS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-06
S63	Uniform Securities Agent State Law Examination	2017-03-10

S66 Uniform Combined State Law Examination

2021-07-06
S63 Uniform Securities Agent State Law Examination

2017-03-10

Other Names

Julian Gessa

View on SEC IAPD