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Rachel Anne Vonbank

Falcon Wealth Planning, Inc.

Ontario, CA

CRD 6742855

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Employer firm

Falcon Wealth Planning, Inc. CRD 174092

$1.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-06
  • CA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-06

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Business Bank Ontario CA 03/2016 10/2016
Falcon Wealth Planning Ontario CA 10/2016 12/2017
Falcon Wealth Planning, Inc. Ontario CA 08/2024 Present
Falcon Wealth Planning, Inc. Ontario CA 01/2018 09/2022
Falcon Wealth Planning, Inc. Ontario CA 03/2023 07/2024
Self Employed Saint Paul MN 09/2022 03/2023
Previous Registrations
Other Businesses

I am currently a licensed attorney in the State of Minnesota. I do not currently receive outside/additional compensation for legal work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-25

View on SEC IAPD

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TRINITY FINANCIAL PARTNERS
OSAIC WEALTH, INC.

Nearby Investors

ALLEN E BLOCK
Chris W Cooper
Falguni M Patel

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA

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