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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
VA RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

100 N Loudoun St, Winchester, VA 22601 • United States

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Financial Partners, Inc. Ashburn VA 06/2018 10/2020
Kraft & Associates Wealth Management, Inc. Front Royal VA 01/2017 01/2018
Shenandoah University Winchester VA 04/2011 01/2017
Shenandoah F.C. Elite Soccer Club Winchester VA 01/2018 06/2018
Lpl Financial, Llc Winchester VA 10/2020 08/2023
Wealthcare Advisory Partners, Llc Winchester VA 10/2020 10/2021
Water Street Financial Llc Winchester VA 10/2021 08/2023
Pruco Securities, Llc Vienna VA 08/2023 11/2024
The Prudential Insurance Co. Of America Vienna VA 08/2023 Present
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 06/2018 → 10/2020
    Sterling Financial Partners, Inc.
    Ashburn, VA
  • 01/2017 → 01/2018
    Kraft & Associates Wealth Management, Inc.
    Front Royal, VA
  • 04/2011 → 01/2017
    Shenandoah University
    Winchester, VA
  • 01/2018 → 06/2018
    Shenandoah F.C. Elite Soccer Club
    Winchester, VA
  • 10/2020 → 08/2023
    Lpl Financial, Llc
    Winchester, VA
  • 10/2020 → 10/2021
    Winchester, VA
  • 10/2021 → 08/2023
    Water Street Financial Llc
    Winchester, VA
  • 08/2023 → 11/2024
    Vienna, VA
  • 08/2023 → Present
    The Prudential Insurance Co. Of America
    Vienna, VA
  • 11/2024 → Present
    Vienna, VA
Previous Registrations
Other Businesses

1) 12/10/2024 - Friends of Old Town - Treasurer for non-profit. Coordinate with local businesses and stakeholders to develop strategies for economic development and vitality of Old Town Winchester, VA - Non-Profit Board Member - Inv Related - At Winchester, VA - Start Date 05/02/2022 - 10hrs/mth - 2hrs/mth During Trading 2) 12/10/2024 - United Healthcare - Agent - Commissioned agent for Medicare advantage plans - Non-Variable Insurance - Inv Related - At Winchester, VA - Start Date 08/15/2024 - 5hrs/mth - 3hrs/mth During Trading 3) 11/14/2024 - Woodward Financial LLC - Created LLC to deduct Prudential business expenses - Business Entity for Tax/Investment Purposes Only - Inv Related - At Winchester, VA - Start Date 01/16/2024 - 40hrs/mth - 40hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
  • S66 Uniform Combined State Law Examination
    2019-02-04
Designations

View on SEC IAPD

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