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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED_RES | 2026-01-15 |
Branch Locations
4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2009 | 07/2024 |
| Mml Investors Services, Llc | Charlotte | NC | 01/2026 | Present |
| Massmutual Life Insurance Co | Charlotte | NC | 01/2026 | Present |
| Unemployed | Wendell | NC | 08/2024 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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