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Justin M Deprino

Mml Investors Services, LLC

Wendell, NC

Raleigh, NC

CRD 3165380

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-16
TX RA APPROVED_RES 2026-01-15
  • NC RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2026-01-15

Branch Locations

Wendell, NC • United States

4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 07/2024
Mml Investors Services, Llc Charlotte NC 01/2026 Present
Massmutual Life Insurance Co Charlotte NC 01/2026 Present
Unemployed Wendell NC 08/2024 12/2025
  • 06/2009 → 07/2024
    New York, NY
  • 01/2026 → Present
    Charlotte, NC
  • 01/2026 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 08/2024 → 12/2025
    Unemployed
    Wendell, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-12
S63 Uniform Securities Agent State Law Examination 1999-02-26
  • S65 Uniform Investment Adviser Law Examination
    2003-05-12
  • S63 Uniform Securities Agent State Law Examination
    1999-02-26

View on SEC IAPD

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