Best Investors Account Sign in

Andrew Glenn Gordy

Wells Fargo Clearing Services, LLC

Wilmington, NC

Wilmington, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-11
NC RA APPROVED 2019-05-10
  • TX RA
    APPROVED
    Since 2022-02-11
  • NC RA
    APPROVED
    Since 2019-05-10

Branch Locations

5501 Carolina Beach Rd, Wilmington, NC 28412 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 01/2017 03/2019
Tiaa Charlotte NC 01/2017 03/2019
Bear Claw Events Charlotte NC 05/2016 11/2016
Unemployed Charlotte NC 11/2016 01/2017
Wells Fargo Clearing Services, Llc Wilmington NC 03/2019 Present
  • 01/2017 → 03/2019
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 01/2017 → 03/2019
    Tiaa
    Charlotte, NC
  • 05/2016 → 11/2016
    Bear Claw Events
    Charlotte, NC
  • 11/2016 → 01/2017
    Unemployed
    Charlotte, NC
  • 03/2019 → Present
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor