Garrett Howard Trochman

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  Scheels
  Grand Forks, ND
• 01/2017 → 05/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2017 → 05/2018
  Northwestern Mutual Investment Services Llc
  Grand Forks, ND
• 05/2018 → 01/2019
  Mass Mutual Life Insurance Company
  Fargo, ND
• 05/2018 → 01/2019
  Mml Investors Services
  Fargo, ND
• 03/2018 → 12/2019
  Hair Success Salon And Day Spa
  Fargo, ND
• 02/2019 → 01/2026
  Mml Investors / Red River Financial Group
  Fargo, ND
• 01/2026 → Present
  Rbc Capital Markets, Llc
  Fargo, ND

Exams

• S66 Uniform Combined State Law Examination
  2026-01-21
• S63 Uniform Securities Agent State Law Examination
  2018-06-15

Other Names

• Garrett H Trochman