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Garrett Howard Trochman

Rbc Capital Markets, LLC

Fargo, ND

Fargo, ND

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-28
ND RA APPROVED 2026-01-27
  • TX RA
    APPROVED
    Since 2026-01-28
  • ND RA
    APPROVED
    Since 2026-01-27

Branch Locations

Fargo, ND • United States

4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scheels Grand Forks ND 09/2014 12/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2017 05/2018
Northwestern Mutual Investment Services Llc Grand Forks ND 11/2017 05/2018
Mass Mutual Life Insurance Company Fargo ND 05/2018 01/2019
Mml Investors Services Fargo ND 05/2018 01/2019
Hair Success Salon And Day Spa Fargo ND 03/2018 12/2019
Mml Investors / Red River Financial Group Fargo ND 02/2019 01/2026
Rbc Capital Markets, Llc Fargo ND 01/2026 Present
  • 09/2014 → 12/2016
    Scheels
    Grand Forks, ND
  • 01/2017 → 05/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2017 → 05/2018
    Northwestern Mutual Investment Services Llc
    Grand Forks, ND
  • 05/2018 → 01/2019
    Mass Mutual Life Insurance Company
    Fargo, ND
  • 05/2018 → 01/2019
    Mml Investors Services
    Fargo, ND
  • 03/2018 → 12/2019
    Hair Success Salon And Day Spa
    Fargo, ND
  • 02/2019 → 01/2026
    Mml Investors / Red River Financial Group
    Fargo, ND
  • 01/2026 → Present
    Rbc Capital Markets, Llc
    Fargo, ND
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-21
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2026-01-21
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Garrett H Trochman

View on SEC IAPD

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