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Thomas Christopher Knipp

Sapient Capital LLC

Indianapolis, IN

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Current Employers
Sapient Capital Llc

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-11-10
  • IN RA
    APPROVED
    Since 2023-11-10

Branch Locations

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 12/2016 08/2022
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 08/2022 03/2023
Sapient Capital Llc Indianapolis IN 02/2023 Present
Indiana Primetime Sports Carmel IN 08/2014 12/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2018-07-11
  • S66 Uniform Combined State Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2018-07-11
Other Names
  • Tc Knipp

View on SEC IAPD

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