Rachel Johnson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-16
WA	RA	APPROVED	2022-12-16

TX RA
APPROVED

Since 2022-12-16
WA RA
APPROVED

Since 2022-12-16

Branch Locations

Eatonville, WA • United States

1445 Galaxy Dr Ne, Lacey, WA 98516 • United States

6019 Lake Grove Street Sw, Lakewood, WA 98499 • United States

136 167Th St. S, Spanaway, WA 98387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc.	Fort Worth	TX	01/2017	06/2018
Unemployed	Fort Irwin	CA	09/2016	12/2016
First Command Financial Planning, Inc.	Fort Worth	TX	06/2018	07/2020
First Command Advisory Services, Inc.	Fort Worth	TX	06/2018	07/2020
First Command Insurance Services, Inc.	Fort Worth	TX	06/2018	07/2020
First Command Brokerage Services Inc	Fort Worth	TX	07/2020	12/2022
Lpl Financial Llc	Lakewood	WA	12/2022	Present
Harborstone Credit Union	Tacoma	WA	12/2022	Present
Trustage	Lakewood	WA	12/2022	Present

01/2017 → 06/2018

First Command Financial Planning, Inc.

Fort Worth, TX
09/2016 → 12/2016

Unemployed

Fort Irwin, CA
06/2018 → 07/2020

First Command Financial Planning, Inc.

Fort Worth, TX
06/2018 → 07/2020

First Command Advisory Services, Inc.

Fort Worth, TX
06/2018 → 07/2020

First Command Insurance Services, Inc.

Fort Worth, TX
07/2020 → 12/2022

First Command Brokerage Services Inc

Fort Worth, TX
12/2022 → Present

Lpl Financial Llc

Lakewood, WA
12/2022 → Present

Harborstone Credit Union

Tacoma, WA
12/2022 → Present

Trustage

Lakewood, WA

Previous Registrations

2018-06-19 → 2022-10-19

First Command Advisory Services

Lakewood, WA

Fort Worth, TX

Other Businesses

1) 12/2022- Harborstone Investment Services- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Harborstone Investment Services - inv. related - at reported business locaiton(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-31

S66 Uniform Combined State Law Examination

2018-03-31

View on SEC IAPD