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Luke G Seepaul

Charles Schwab & Co., Inc.

Snellville, GA

Chicago, IL

CRD 6741964

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-06
  • GA RA
    APPROVED
    Since 2021-07-06

Branch Locations

Snellville, GA • United States

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Snellville GA 12/2020 Present
Charles Schwab Bank, Ssb Atlanta GA 12/2020 02/2022
Scottrade Alpharetta GA 01/2017 06/2018
Td Ameritrade Atlanta GA 06/2018 12/2020
Wells Fargo Bank Snellville GA 09/2014 01/2017
  • 12/2020 → Present
    Charles Schwab & Co., Inc.
    Snellville, GA
  • 12/2020 → 02/2022
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 01/2017 → 06/2018
    Scottrade
    Alpharetta, GA
  • 06/2018 → 12/2020
    Td Ameritrade
    Atlanta, GA
  • 09/2014 → 01/2017
    Wells Fargo Bank
    Snellville, GA
Other Businesses

1) Glasgow Trading Company LLC | Investment Related:No|921 Golden Meadows Lane|Loganville|ga|30052|USA|Other|Part Owner|1/31/2025|Less than 20|0|Helping post secondhand items for sale on eBay, Facbook Marketplace and other online sites

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-01
Other Names
  • Luke Gavaskar Seepaul
  • Luke Seepaul

View on SEC IAPD

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