Frank Allan Wood

Lake Charles, LA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-13
LA	RA	APPROVED	2021-01-27

TX RA
APPROVED_RES

Since 2021-04-13
LA RA
APPROVED

Since 2021-01-27

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Lake Charles	LA	01/2017	12/2020
Louisiana State University	Baton Rouge	LA	09/2015	12/2016
Morgan Stanley Private Bank, National Association	New York	NY	12/2017	12/2020
Morgan Stanley	Lake Charles	LA	12/2020	Present
Diocese Of Lake Charles	Lake Charles	LA	07/2019	07/2020
Morgan Stanley Private Bank, N.A	New York	NY	02/2021	Present

01/2017 → 12/2020

Morgan Stanley

Lake Charles, LA
09/2015 → 12/2016

Louisiana State University

Baton Rouge, LA
12/2017 → 12/2020

Morgan Stanley Private Bank, National Association

New York, NY
12/2020 → Present

Morgan Stanley

Lake Charles, LA
07/2019 → 07/2020

Diocese Of Lake Charles

Lake Charles, LA
02/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2017-11-17 → 2019-07-18

Morgan Stanley

Lake Charles, LA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-11-01
S65	Uniform Investment Adviser Law Examination	2017-10-13

S63 Uniform Securities Agent State Law Examination

2017-11-01
S65 Uniform Investment Adviser Law Examination

2017-10-13

Other Names

Frank Allan Wood
Frank Allan Wood

View on SEC IAPD

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