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Julia Ann Donato

Ameriprise Financial Services, LLC

Allen, TX

Tyler, TX

Dalls, TX

CRD 6741620

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-14
  • TX RA
    APPROVED
    Since 2019-06-14

Branch Locations

700 Central Expy S Ste 380, Allen, TX 75013-8110 • United States

6793 Old Jacksonville Hwy, Tyler, TX 75703 • United States

Dalls, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kotta Sushi Lounge Frisco TX 06/2011 12/2016
Ameriprise Financial Services, Inc Allen TX 12/2016 03/2020
Ameriprise Financial Services, Llc Allen TX 03/2020 Present
  • 06/2011 → 12/2016
    Kotta Sushi Lounge
    Frisco, TX
  • 12/2016 → 03/2020
    Ameriprise Financial Services, Inc
    Allen, TX
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20

View on SEC IAPD

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