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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-12
  • FL RA
    APPROVED
    Since 2017-04-12

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Palm Beach Gardens FL 12/2016 Present
American Ins. & Finanical Services Boca Raton FL 01/2015 12/2016
  • 12/2016 → Present
    Raymond James & Associates
    Palm Beach Gardens, FL
  • 01/2015 → 12/2016
    American Ins. & Finanical Services
    Boca Raton, FL
Other Businesses

Name of Business : American Caner Society (ACS) Address: West Palm Beach, FL Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related: No Start Date: 12/10/2018 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 0 Description of duties: Sponsorship Committee Member: Develops sponsorship packet and levels with ACS partner - Sends out solicitation letters, follows up with phone calls and personal visits, secures sponsorships/donations from corporate partners, thank donors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Other Names
  • Zachary Rider
  • Zachary Christopher Rider

View on SEC IAPD

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