William Roughen

Ameriprise Financial Services, LLC

Palm Beach Gardens, FL

West Palm Beach, FL

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-07-18
GA	RA	APPROVED	2023-05-25
VA	RA	APPROVED	2023-05-22
FL	RA	APPROVED	2019-10-11
TX	RA	APPROVED	2019-09-25

CT RA
APPROVED

Since 2023-07-18
GA RA
APPROVED

Since 2023-05-25
VA RA
APPROVED

Since 2023-05-22
FL RA
APPROVED

Since 2019-10-11
TX RA
APPROVED

Since 2019-09-25

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Wealth Management	Fort Lauderdale	FL	12/2016	09/2019
Samford University	Birmingham	AL	08/2013	12/2016
Madison Avenue Securities, Llc	San Diego	CA	10/2017	09/2019
Ameriprise Financial Services, Inc	Ft Lauderdale	FL	09/2019	04/2022
Ameriprise Financial Services, Llc	Palm Beach Gardens	FL	04/2022	Present

12/2016 → 09/2019

Global Wealth Management

Fort Lauderdale, FL
08/2013 → 12/2016

Samford University

Birmingham, AL
10/2017 → 09/2019

Madison Avenue Securities, Llc

San Diego, CA
09/2019 → 04/2022

Ameriprise Financial Services, Inc

Ft Lauderdale, FL
04/2022 → Present

Ameriprise Financial Services, Llc

Palm Beach Gardens, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-22

S66 Uniform Combined State Law Examination

2019-02-22

Other Names

William Eldridge Roughen
William E Roughen

View on SEC IAPD

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