Emma Vanderlick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Amegy Bank (Zions Bank)
  Houston, TX
• 08/2014 → 05/2018
  Louisiana State University
  Baton Rouge, LA
• 08/2020 → Present
  Lpl Financial Llc
  Houston, TX

Other Businesses

1)08/07/2020 - Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2020 2)08/07/2020 - Amegy Bank N.A. - Financial Institution Duty - inv rel - at reported business location(s) - start: 06/2018 - 160 hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2021-08-17