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Chad E Stimpson

Equitable Advisors, LLC

Denver, CO

CRD 6741336

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-02-26
TX RA APPROVED 2018-06-22
  • CO RA
    APPROVED
    Since 2019-02-26
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbkings Blues Club New York NY 05/2015 02/2017
Axa Advisors, Llc. New York NY 02/2017 06/2020
Equitable Advisors, Llc New York NY 02/2017 Present
  • 05/2015 → 02/2017
    Bbkings Blues Club
    New York, NY
  • 02/2017 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 02/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-01
  • S66 Uniform Combined State Law Examination
    2017-03-01
Designations
  • Certified Financial Planner
Other Names
  • Chad Stimpson

View on SEC IAPD

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