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Adrian Javier Amaya

Mml Investors Services, LLC

Boston, MA

CRD 6741150

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
  • TX RA
    APPROVED_RES
    Since 2022-06-16

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Standard Life Investments Boston MA 06/2016 12/2016
Northeastern University Boston MA 09/2014 05/2019
Northwestern Mutual Life Insurance Company Boston MA 01/2017 04/2022
Northwestern Mutual Investment Services Llc Boston MA 12/2016 04/2022
Northwestern Mutual Wealth Management Company Boston MA 10/2019 04/2022
Massmutual Life Insurance Company Boston MA 03/2022 Present
Mml Investors Services Boston MA 04/2022 Present
  • 06/2016 → 12/2016
    Standard Life Investments
    Boston, MA
  • 09/2014 → 05/2019
    Northeastern University
    Boston, MA
  • 01/2017 → 04/2022
    Northwestern Mutual Life Insurance Company
    Boston, MA
  • 12/2016 → 04/2022
    Northwestern Mutual Investment Services Llc
    Boston, MA
  • 10/2019 → 04/2022
    Northwestern Mutual Wealth Management Company
    Boston, MA
  • 03/2022 → Present
    Massmutual Life Insurance Company
    Boston, MA
  • 04/2022 → Present
    Mml Investors Services
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-26
  • S63 Uniform Securities Agent State Law Examination
    2017-10-26
Other Names
  • Adrian Javier Amaya

View on SEC IAPD

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