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David Glen Carter

Wood Capital Investments LLC

Raleigh, NC

Raleigh, NC

CRD 6741076

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Employer firm

Wood Capital Investments LLC CRD 311573

$24.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Market timing
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wood Capital Investments Llc

Raleigh, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-29
  • NC RA
    APPROVED
    Since 2021-07-29

Branch Locations

Raleigh, NC • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Raleigh NC 01/2017 Present
Healthtrax Fitness And Wellness Raleigh NC 05/2015 01/2017
Morgan Stanley Private Bank, National Association New York NY 03/2017 Present
  • 01/2017 → Present
    Morgan Stanley
    Raleigh, NC
  • 05/2015 → 01/2017
    Healthtrax Fitness And Wellness
    Raleigh, NC
  • 03/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-29
  • S66 Uniform Combined State Law Examination
    2017-03-29

View on SEC IAPD

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