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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-16
  • NC RA
    APPROVED
    Since 2024-10-16

Branch Locations

116 East Main St Suite 201, Rock Hill, SC 29730 • United States

1401 S Taft Ave Ste 102-A, Loveland, CO 80537 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Rock Hill SC 08/2016 Present
Pfs Investments Inc. Rock Hill SC 02/2017 Present
Rub A Dub Grub Loveland CO 08/2010 Present
Zak Dirt Inc Longmont CO 07/2009 08/2018
Foundations Church Loveland CO 08/2018 01/2020
Ihcscott Centennial CO 05/2019 06/2023
Cemex Charolette NC 07/2024 Present
  • 08/2016 → Present
    Primerica Financial Services
    Rock Hill, SC
  • 02/2017 → Present
    Rock Hill, SC
  • 08/2010 → Present
    Rub A Dub Grub
    Loveland, CO
  • 07/2009 → 08/2018
    Zak Dirt Inc
    Longmont, CO
  • 08/2018 → 01/2020
    Foundations Church
    Loveland, CO
  • 05/2019 → 06/2023
    Ihcscott
    Centennial, CO
  • 07/2024 → Present
    Cemex
    Charolette, NC
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2017-08-31
  • S65 Uniform Investment Adviser Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-08-31
Other Names
  • Steven Michael Jolly
  • Steven Dungey

View on SEC IAPD

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