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Juniper Broz

LPl Financial LLC

Fort Mill, SC

Fairfield, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-08-17
SC RA APPROVED 2022-08-17
TX RA APPROVED 2022-08-17
  • IA RA
    APPROVED
    Since 2022-08-17
  • SC RA
    APPROVED
    Since 2022-08-17
  • TX RA
    APPROVED
    Since 2022-08-17

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fairfield, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2016 04/2018
Cambridge Investment Research, Inc. Fairfield IA 04/2018 08/2022
Two Rivers Bank And Trust Mt. Pleasant IA 02/2016 01/2017
Lpl Financial Llc Fairfield IA 08/2022 Present
  • 12/2016 → 04/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2018 → 08/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2016 → 01/2017
    Two Rivers Bank And Trust
    Mt. Pleasant, IA
  • 08/2022 → Present
    Lpl Financial Llc
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Juniper Broz
  • Ashley June Dombrowski
  • Juniper P Dombrowski
  • Juniper P Broz

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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